Contracts / Kentucky / Securities Law


Kentucky Securities Law Legal Forms & Contracts

  Form 1-a - Regulation A Offering Statement Under Securities Act Of 1933 
  External Resource: Open Form

  Form 10 - General Form For Registration Of Securities 
  External Resource: Open Form

  Form 10-k – Annual Report 
  External Resource: Open Form

  Form 10-ksb – Annual Report For Small Business Issuers 
  External Resource: Open Form

  Form 10-q – Quarterly Report 
  External Resource: Open Form

  Form 10-qsb – Quarterly Report For Small Business Issuers 
  External Resource: Open Form

  Form 10-sb - General Form For Registration Of Securities Of Small Business Issuers 
  External Resource: Open Form

  Form 144 - Notice Of Proposed Sale Of Securities Pursuant To Rule 144 Under The Securities Act Of 1933 
  External Resource: Open Form

  Form 15 - Certification Of Termination Of Registration Of A Class Of Security Under Section 12(g) Or Notice Of Suspension Of Duty To File Reports To Sections 13 And 15(d) Of The Act 
  External Resource: Open Form

  Form 18 - For Foreign Governments And Political Subdivisions Thereof 
  External Resource: Open Form

  Form 2-a - Report Of Sales And Uses Of Proceeds Pursuant To Rule 257 Of Regulation A 
  External Resource: Open Form

  Form 20-f - Registration Statement Pursuant To Section 12(b) Or (g) Of The Securiteis Exchange Act Of 1934 
  External Resource: Open Form

  Form 25 - Notification Of The Removal From Listing And Registration Of Matured, Redeemed Or Retired Securities 
  External Resource: Open Form

  Form 3 – Initial Statement Of Beneficial Ownership Of Securities 
  External Resource: Open Form

  Form 4 – Statement Of Changes Of Beneficial Ownership Of Securities 
  External Resource: Open Form

  Form 5 – Annual Statement Of Beneficial Ownership Of Securities 
  External Resource: Open Form

  Form 6-k - Report Of Foreign Issuer Pursuant To Rules 13a-16 And 15d-16 
  External Resource: Open Form

  Form 6-k Report Of Foreign Issuer Pursuant To Rules 13a-16 And 15d-16 
  External Resource: Open Form

  Form 8-a Registration Of Certain Classes Of Securities Pursuant To Section 12(b) Or (g) 
  External Resource: Open Form

  Form 8-k – Current Reports Pursuant To Section 13 Or 15(d) 
  External Resource: Open Form

  Form Cb - Tender Offer/rights Offering Notification Form 
  External Resource: Open Form

  Form D - Notice Of Sale Of Securities Pursuant To Regulation D, Section 4(6)m And/or Uniform Offering Exemption 
  External Resource: Open Form

  Form F-1 - Registration Statement Under The Securities Act Of 1933 
  External Resource: Open Form

  Form F-2 - Registration Statement Under The Securities Act Of 1933 
  External Resource: Open Form

  Form F-4 - Registration Statement Under The Securities Act Of 1933 
  External Resource: Open Form

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